ATS Subscriber Access with Full Compliance Pipeline

Direct CLOB matching engine access for registered broker-dealers. Omnibus, fully-disclosed, and institutional account structures. Every order passes the same compliance pipeline: sanctions, jurisdiction, accreditation, position limits, and offering-type gating.

500μs

FIX 4.4 Latency

100μs

ZAP Binary

T+1

NSCC/DTC Settlement

30+

Jurisdictions

Use Cases

Omnibus & Fully-Disclosed

Aggregate client positions under a single ATS account (omnibus) or operate fully-disclosed per-client. Supports institutional accounts with LEI/EIN and authorized trader lists.

Low-Latency Connectivity

REST (~5ms), WebSocket (~1ms), FIX 4.4 (~500μs), ZAP binary (~100μs). Equinix NY5 co-location for ultra-low-latency execution.

Pre-Cleared Order Flow

Attest to equivalent sanctions screening with bdPreCleared flag. Accreditation and Reg D/CF/S/A+ offering checks always run for audit integrity.

Drop-Copy & Reporting

Real-time JSON or FIX ExecutionReport drop-copy feeds. Compliance alerts via WebSocket, regulatory CSV/XML via SFTP, full audit trail via REST.

Features

REST + FIX 4.4 + ZAP Binary (mTLS)

Omnibus / fully-disclosed / institutional

T+1 equities settlement via NSCC/DTC

Instant crypto settlement on-chain

OATS, CAT, ATS-N, Form ATS, TRACE

Reg D 506b/c, Reg CF, Reg S, Reg A+ gating

12-month FIFO resale hold enforcement

DVP via DTCC CTM confirmation

Integrations

DTCCNSCCFINRA CATBloombergBitGoFireblocksChainalysis

Ready to get started?

Talk to our team about how Lux can power your broker-dealers infrastructure.